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《The law of governance, risk management, and compliance /》

The law of governance, risk management, and compliance /

ISBN:9781454881988 (hbk) :
编目源:DLC DLC DLC
语种代码:eng
地理区域代码:n-us---
个人名称:Miller, Geoffrey Parsons
题名:The law of governance, risk management, and compliance / / Geoffrey Parsons Miller, Stuyvesant P. Comfort Professor of Law, Director, Center for Financial Institutions, Co-Director, Program on Corporate Compliance and Enforcement, New York University Law School.
版本说明:2nd edition.
出版发行项:New York : Wolters Kluwer, c2017
载体形态:xxvii, 805 pages : illustrations ; 27 cm.
一般附注:Includes index.
格式化内容附注:Shareholders -- The board of directors -- Executives -- Introduction to compliance -- Internal enforcement -- Regulators -- Prosecutors -- Whistleblowers -- Gatekeepers -- Plaintiffs' attorneys -- Information security -- Off-label drugs -- Foreign corrupt practices -- Anti-money laundering, the bank secrecy act, and OFAC -- Sexual harassment -- Ethics, social responsibility, and culture -- When compliance fails -- Introduction to risk management -- Approaches to risk management -- When risk management fails.
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